Securities Division
200 St. Paul Place, Baltimore, MD 21202
(410) 576-6360
(888) 743-0023 Attorney General's main switchboard (toll-free)
securities@oag.state.md.us

The primary mission of the Securities Division is to protect Maryland investors from investment fraud and misrepresentation.

• COMAR Title 2 Subtitle 02 Division of Securities
• Securities, Franchise and Business Opportunity Acts (Title 11)

	Stockbroker registration		Administrative Actions	NASAA's Senior Investor Resource Center FINRA Investor Alerts SEC - Investor bulletins NASAA Quiz Test Your Investment Fraud Awareness Ballpark Estimate Calculate Your Retirement Savings & Needs
	Financial Planner registration		Investor education
	Securities registration		Publications
	Franchise registration		Helpful links (includes both legal and investor education links)
	Business Opportunities oversight		Fees
	Enforcement		Forms

To report potential violations of the Maryland Securities Act, call us at 410-576-6360.