Maryland Securities Division Forms

 

General

Complaint Form

Franchise

What's new as of July 1, 2008 - 2008 Franchise Registration and Disclosure Guideline 2008 Guideline Summary of Changes Franchisor Surety Bond Franchise Quarterly Sales Report Escrow Agreement and instructions

Securities Registration

Application for Renewal of Issuer Agent Registration MLOE-1: Notice of Limited Offering of Securities MLOE-2: Limited Offering Exemption Form U-2 (Uniform Consent to Service of Process) Form SRQ-1: Quarterly Status Report of Registration and Use of Proceeds Form U-4: Initial Application for Issuer Agent Form D: Notice of Sale of Securities Pursuant to Regulation Revised Filing requirements for Form D Model Accredited Investor Exemption Form Small Company Offering Registration (SCOR) Information SCOR - Introduction/Requirements/Instruments NASAA Statement of Policy Regarding SCOR Form U-7 SCOR - Issuer's Manual Commissioner's Order of May 1999 CR-SCOR - Mid-Atlantic Region Review Program Overview Appendix A - Fees Appendix B - Selling Persons Appendix C - Testing the Waters Pennsylvania Securities Comission Order Small Business Securities Offering Application Form CR-SCOR - Mid-Atlantic Region