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Maryland Securities Division Forms

 
General

Complaint Form

Franchise

What's new as of July 1, 2008 -

Franchise Form F-1
Franchisor Surety Bond
Franchise Quarterly Sales Report
Escrow Agreement and instructions

Securities Registration

Application for Renewal of Issuer Agent Registration
MLOE-1: Notice of Limited Offering of Securities
MLOE-2: Limited Offering Exemption
Form U-2 (Uniform Consent to Service of Process)
Form SRQ-1: Quarterly Status Report of Registration and Use of Proceeds
Form U-4: Initial Application for Issuer Agent
Form D: Notice of Sale of Securities Pursuant to Regulation

Revised Filing requirements for Form D

Model Accredited Investor Exemption Form

Small Company Offering Registration (SCOR) Information
SCOR - Introduction/Requirements/Instruments
NASAA Statement of Policy Regarding SCOR
Form U-7
SCOR - Issuer's Manual
Commissioner's Order of May 1999
CR-SCOR - Mid-Atlantic Region Review Program Overview
spaceholderAppendix A - Fees
spaceholderAppendix B - Selling Persons
spaceholderAppendix C - Testing the Waters
Pennsylvania Securities Comission Order
Small Business Securities Offering Application
spaceholderForm CR-SCOR - Mid-Atlantic Region 

 

 

 
 

Attorney General of Maryland 1 (888) 743-0023 toll-free / TDD: (410) 576-6372
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