|
|
| Date |
Type
of Order |
Subject
of Order |
Case
Name |
12/20/12 |
Final Order to Cease and Desist
|
BES Enterprises, LLC dba Franklin Financial aka Franklin Financial Solutions aka Franklin Financial Marketing aka Franklin Marketing and Blaine Scribner
|
In
the Matter of: BES Enterprises, LLC dba Franklin Financial aka Franklin Financial Solutions aka Franklin Financial Marketing aka Franklin Marketing and Blaine Scribner |
12/05/12 |
Order Modifying Consent Order
|
Lango, LLC
|
In
the Matter of: Lango, LLC |
11/14/12 |
Final Order
|
Lamondes Williams and Diversified Marketing Consultants, Inc. aka Diversified Marketing Concepts Inc. aka DMC aka Shop D2Z and Diversified Marketing Concepts, LLC aka DMC aka Shop D2Z and Digital-Zone Electronics Warehouse LLC and Mainline Properties, LLC.
|
In
the Matter of: Lamondes Williams and Diversified Marketing Consultants, Inc. aka Diversified Marketing Concepts Inc. aka DMC aka Shop D2Z and Diversified Marketing Concepts, LLC aka DMC aka Shop D2Z and Digital-Zone Electronics Warehouse LLC and Mainline Properties, LLC |
11/07/12 |
Consent Order
|
Uvest Financial Services Group, Inc.
|
In
the Matter of: Uvest Financial Services Group, Inc. |
11/07/12 |
Order to Show Cause
|
BES Enterprises, LLC dba Franklin Financial aka Franklin Financial Solutions aka Franklin Financial Marketing aka Franklin Marketing
|
In
the Matter of: BES Enterprises, LLC dba Franklin Financial aka Franklin Financial Solutions aka Franklin Financial Marketing aka Franklin Marketing |
11/05/12 |
Consent Order
|
The Greatest Virtual Office, LLC and Sandra Kay Johnson aka Sandra Johnson Adaralegbe
|
In
the Matter of: The Greatest Virtual Office, LLC and Sandra Kay Johnson aka Sandra Johnson Adaralegbe |
10/22/12 |
Consent Order
|
Dalton Strategic Investment Services, Inc.
|
In
the Matter of: Dalton Strategic Investment Services, Inc. |
10/22/12 |
Consent Order
|
Proequities, Inc.
|
In
the Matter of: Proequities, Inc. |
10/22/12 |
Final Order to Cease and Desist and Order of Bar
|
Person(s) T/A VipBinary
Person(s) T/A www.VipBinary.com
|
In
the Matter of:Person(s) T/A VipBinary
Person(s) T/A www.VipBinary.com |
10/12/12 |
Consent Order
|
Earnest E. Bridges and Bridges Financial Solutions, LLC
|
In
the Matter of: Earnest E. Bridges and Bridges Financial Solutions, LLC |
09/25/12 |
Summary Order to Cease and Desist and Order to Show Cause
|
Person(s) T/A VipBinary and Person(s) T/A www.VipBinary.com
|
In
the Matter of: Person(s) T/A VipBinary and Person(s) T/A www.VipBinary.com |
09/21/12 |
Consent Order
|
Triune, LLC dba Baja Fresh
|
In
the Matter of: Triune, LLC dba Baja Fresh |
09/20/12 |
Consent Order
|
Bankers Life and Casualty Company and
BLC Financial Services, Inc.
|
In
the Matter of: Bankers Life and Casualty Company and BLC Financial Services, Inc. |
09/10/12 |
Summary Order to Cease and Desist and Order to Show Cause
|
Freeman Owen, Jr. and Financial Sources, Inc.
|
In
the Matter of: Freeman Owen, Jr. and Financial Sources, Inc. |
09/19/12 |
Consent Order
|
Sit Means Sit Franchise, Inc.
|
In
the Matter of: Sit Means Sit Franchise, Inc. |
09/10/12 |
Consent Order
|
Cash Flow Capital, LLC and Brendan Gallagher and Elliott Clark
|
In
the Matter of: Cash Flow Capital, LLC and Brendan Gallagher and Elliott Clark |
09/04/12 |
Consent Order
|
North America Marketing LLC and TM Marketing LLC
|
In
the Matter of: North America Marketing LLC TM Marketing, LLC and Kimberly Birdsong |
08/29/12 |
Consent Order
|
SweetFrog Enterprises, LLC
fka Imagination Enterprises, Inc. dba Sweet Frog
|
In
the Matter of:SweetFrog Enterprises, LLC
fka Imagination Enterprises, Inc. dba Sweet Frog |
08/03/12 |
Final Order to Cease and Desist
|
Lucky Ukanwoke and Global Gold, LLC
|
In
the Matter of:Lucky Ukanwoke and Global Gold, LLC |
07/31/12 |
Final Order to Cease and Desist
|
L3 Investments Corp. and Artin Afsharjavan and Charles Long
|
In
the Matter of: L3 Investments Corp. and Artin Afsharjavan and Charles Long |
07/27/12 |
Summary Order to Cease and Desist, Order of Summary Suspension and Order to Show Cause
|
First Management Group Investments, Inc. And John R. Katkish
|
In
the Matter of:First Management Group Investments, Inc. And John R. Katkish |
07/24/12 |
First Amended Summary Order to Cease and Desist / Order to Show Cause
|
Hugh Lawrence Logan dba Washington Financial Group
|
In
the Matter of:Hugh Lawrence Logan dba Washington Financial Group |
07/24/12 |
Summary Order to Cease and Desist and Order to Show
|
Randy H. Packett and Chesapeake Financial Solutions, LLC
|
In
the Matter of: Randy H. Packett and Chesapeake Financial Solutions, LLC |
06/06/12 |
First Amended Order to Show Cause
|
Beate M. Brandl
|
In
the Matter of: Beate M. Brandl |
06/05/12 |
Order to Show Cause
|
North America Marketing and Associates, LLC and
TM Multimedia Marketing, LLC and
Kimberly Birdsong
|
In
the Matter of:North America Marketing and Associates, LLC and
TM Multimedia Marketing, LLC and
Kimberly Birdsong |
05/23/12 |
Order
|
Beate M. Brandl
|
In
the Matter of: Beate M. Brandl |
05/22/12 |
Consent Order
|
Scott McCaskill
|
In
the Matter of: Scott McCaskill |
05/21/12 |
Order to Show Cause
|
L3 Investments Corp. and Artin Afsharjavan and Charles Long
|
In
the Matter of: L3 Investments Corp. and Artin Afsharjavan and Charles Long |
05/21/12 |
Final Order to Cease and Desist
|
Larry Cunningham and LBC Real Estate Development, Inc.
|
In
the Matter of: Larry Cunningham and LBC Real Estate Development, Inc. |
05/15/12 |
Consent Order
|
The C12 Group, LLC
|
In
the Matter of: The C12 Group, LLC |
05/09/12 |
Final Order to Cease and Desist / Order of Bar
|
David E. Bredenberg
|
In
the Matter of: David E. Bredenberg |
05/09/12 |
Final Order to Cease and Desist / Order of Bar
|
Jiten D. Mehta
|
In
the Matter of: Jiten D. Mehta |
04/26/12 |
Final Order to Cease and Desist and Order of Bar
|
Person(s) T/A KFK-Enterprises.org and Person(s) T/A PP Alexey Klimenko
|
In
the Matter of: Person(s) T/A KFK-Enterprises.org and Person(s) T/A PP Alexey Klimenko |
04/26/12 |
Consent Order
|
Corporate Property Associates 15, Incorporated and W.P. Carey & Co., LLC and Carey Financial, LLC
|
In
the Matter of: Corporate Property Associates 15, Incorporated and W.P. Carey & Co., LLC and Carey Financial, LLC |
04/24/12 |
Final Order of Revocation and Bar
|
Ralph Edward Thomas, Jr.
|
In
the Matter of: Ralph Edward Thomas, Jr. |
04/24/12 |
Order to Show Cause
|
Efan Eric Graddy
|
In
the Matter of: Efan Eric Graddy |
04/23/12 |
Final Order to Cease and Desist
|
AIM Holdings I, LLC and Edward J. Kila
|
In
the Matter of: AIM Holdings I, LLC and Edward J. Kila |
04/20/12 |
Order to Show Cause
|
AIM Holdings I, LLC and Edward J. Kila
|
In
the Matter of: AIM Holdings I, LLC and Edward J. Kila |
04/17/12 |
Consent Order
|
D/W Financial Consultants, LLC and Benjamin Yost White
|
In
the Matter of: D/W Financial Consultants, LLC and Benjamin Yost White |
04/16/12 |
Consent Order
|
Sprouse Fitness, LLC dba Brickhouse Cardio
|
In
the Matter of: Sprouse Fitness, LLC dba Brickhouse Cardio |
03/13/12 |
Consent Order
|
Albert J. Poliak
|
In
the Matter of: Albert J. Poliak |
03/12/12 |
Amended Consent Order
|
Wells Fargo Advisors, LLC
|
In
the Matter of: Wells Fargo Advisors, LLC |
03/12/12 |
Summary Order to Cease and Desist and Order to Show Cause
|
Person(s) T/A KFK-Enterprises.org Person(s) T/A Alexey Klimenko
|
In
the Matter of: Person(s) T/A KFK-Enterprises.org Person(s) T/A Alexey Klimenko |
03/08/12 |
First Amended Order to Show Cause
|
Alonzo Bethea and
Alonzo Bethea dba Bethea Financial Services and Bethea Property Management LLC
|
In
the Matter of: Alonzo Bethea and
Alonzo Bethea dba Bethea Financial Services and Bethea Property Management LLC |
03/02/12 |
Order to Show Cause
|
Ralph Edward Thomas, Jr.
|
In
the Matter of: Ralph Edward Thomas, Jr. |
03/02/12 |
Order to Show Cause
|
The Greatest Virtual Office, LLC and Sandra Kay Johnson aka Sandra Johnson Adaralegbe
|
In
the Matter of: The Greatest Virtual Office, LLC and Sandra Kay Johnson aka Sandra Johnson Adaralegbe |
03/01/12 |
Consent Order
|
David Urovsky
|
In
the Matter of: David Urovsky |
02/22/12 |
Consent Order
|
Lango, LLC
|
In
the Matter of: Lango, LLC |
02/12/12 |
Consent Order
|
Window World, LLC
|
In
the Matter of:Window World, LLC |
01/19/12 |
Consent Order
|
RMG Rehabilitation Management Group, LP
|
In
the Matter of: RMG Rehabilitation Management Group, LP |
01/10/12 |
Order to Show Cause
|
Alonzo Bethea and Alonzo Bethea dba Bethea Financial Services
and Bethea Property Management LLC
|
In
the Matter of:Alonzo Bethea and Alonzo Bethea dba Bethea Financial Services and Bethea Property Management LLC |
01/09/12 |
Consent Order
|
James Peters
|
In
the Matter of:ASM Financial Funding Corporation and Andrew S. Mackey and James Peters |
