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Maryland Securities Division Administrative Actions

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2012
Date Type of Order Subject of Order Case Name

12/20/12

Final Order to Cease and Desist

BES Enterprises, LLC dba Franklin Financial aka Franklin Financial Solutions aka Franklin Financial Marketing aka Franklin Marketing   and Blaine Scribner

In the Matter of: BES Enterprises, LLC dba Franklin Financial aka Franklin Financial Solutions aka Franklin Financial Marketing aka Franklin Marketing   and Blaine Scribner

12/05/12

Order Modifying Consent Order

Lango, LLC

In the Matter of: Lango, LLC

11/14/12

Final Order

Lamondes Williams and Diversified Marketing Consultants, Inc. aka Diversified Marketing Concepts Inc. aka DMC aka Shop D2Z and Diversified Marketing Concepts, LLC aka DMC aka Shop D2Z and Digital-Zone Electronics Warehouse LLC and Mainline Properties, LLC.

In the Matter of: Lamondes Williams and Diversified Marketing Consultants, Inc. aka Diversified Marketing Concepts Inc. aka DMC aka Shop D2Z and Diversified Marketing Concepts, LLC aka DMC aka Shop D2Z and Digital-Zone Electronics Warehouse LLC and Mainline Properties, LLC

11/07/12

Consent Order

Uvest Financial Services Group, Inc.

In the Matter of: Uvest Financial Services Group, Inc.

11/07/12

Order to Show Cause

BES Enterprises, LLC dba Franklin Financial aka Franklin Financial Solutions aka Franklin Financial Marketing aka Franklin Marketing

In the Matter of: BES Enterprises, LLC dba Franklin Financial aka Franklin Financial Solutions aka Franklin Financial Marketing aka Franklin Marketing

11/05/12

Consent Order

The Greatest Virtual Office, LLC  and Sandra Kay Johnson aka Sandra Johnson Adaralegbe


In the Matter of: The Greatest Virtual Office, LLC  and Sandra Kay Johnson aka Sandra Johnson Adaralegbe

10/22/12

Consent Order

Dalton Strategic Investment Services, Inc.

In the Matter of: Dalton Strategic Investment Services, Inc.

10/22/12

Consent Order

Proequities, Inc.

In the Matter of: Proequities, Inc.

10/22/12

Final Order to Cease and Desist  and Order of Bar

Person(s) T/A VipBinary
Person(s) T/A www.VipBinary.com

In the Matter of:Person(s) T/A VipBinary
Person(s) T/A www.VipBinary.com

10/12/12

Consent Order

Earnest E. Bridges and Bridges Financial Solutions, LLC

In the Matter of: Earnest E. Bridges and Bridges Financial Solutions, LLC

09/25/12

Summary Order to Cease and Desist   and Order to Show Cause

Person(s) T/A VipBinary  and Person(s) T/A www.VipBinary.com

In the Matter of: Person(s) T/A VipBinary  and Person(s) T/A www.VipBinary.com

09/21/12

Consent Order

Triune, LLC dba Baja Fresh

In the Matter of: Triune, LLC dba Baja Fresh

09/20/12

Consent Order

Bankers Life and Casualty Company  and
BLC Financial Services, Inc.

In the Matter of: Bankers Life and Casualty Company  and BLC Financial Services, Inc.

09/10/12

Summary Order to Cease and Desist   and Order to Show Cause

Freeman Owen, Jr.   and   Financial Sources, Inc.

In the Matter of: Freeman Owen, Jr.   and   Financial Sources, Inc.

09/19/12

Consent Order

Sit Means Sit Franchise, Inc.

In the Matter of: Sit Means Sit Franchise, Inc.

09/10/12

Consent Order

Cash Flow Capital, LLC and Brendan Gallagher and Elliott Clark

In the Matter of: Cash Flow Capital, LLC and Brendan Gallagher and Elliott Clark

09/04/12

Consent Order

North America Marketing LLC and TM Marketing LLC

In the Matter of: North America Marketing LLC TM Marketing, LLC and Kimberly Birdsong

08/29/12

Consent Order

SweetFrog Enterprises, LLC
fka Imagination Enterprises, Inc. dba Sweet Frog

In the Matter of:SweetFrog Enterprises, LLC
fka Imagination Enterprises, Inc. dba Sweet Frog

08/03/12

Final Order to Cease and Desist

Lucky Ukanwoke and Global Gold, LLC

In the Matter of:Lucky Ukanwoke and Global Gold, LLC

07/31/12

Final Order to Cease and Desist

L3 Investments Corp.  and Artin Afsharjavan  and Charles Long

In the Matter of: L3 Investments Corp.  and Artin Afsharjavan  and Charles Long

07/27/12

Summary Order to Cease and Desist, Order of Summary Suspension and Order to Show Cause

First Management Group Investments, Inc. And John R. Katkish


In the Matter of:First Management Group Investments, Inc. And John R. Katkish

07/24/12

First Amended Summary Order to Cease and Desist / Order to Show Cause

Hugh Lawrence Logan dba Washington Financial Group


In the Matter of:Hugh Lawrence Logan dba Washington Financial Group

07/24/12

Summary Order to Cease and Desist and Order to Show

Randy H. Packett and Chesapeake Financial Solutions, LLC


In the Matter of: Randy H. Packett and Chesapeake Financial Solutions, LLC

06/06/12

First Amended Order to Show Cause

Beate M. Brandl


In the Matter of: Beate M. Brandl

06/05/12

Order to Show Cause

North America Marketing and Associates, LLC and
TM Multimedia Marketing, LLC  and
Kimberly Birdsong

In the Matter of:North America Marketing and Associates, LLC and
TM Multimedia Marketing, LLC  and
Kimberly Birdsong

05/23/12

Order

Beate M. Brandl

In the Matter of: Beate M. Brandl

05/22/12

Consent Order

Scott McCaskill


In the Matter of: Scott McCaskill

05/21/12

Order to Show Cause

L3 Investments Corp.  and Artin Afsharjavan  and Charles Long

In the Matter of: L3 Investments Corp.  and Artin Afsharjavan  and Charles Long

05/21/12

Final Order to Cease and Desist

Larry Cunningham and LBC Real Estate Development, Inc.

In the Matter of: Larry Cunningham and LBC Real Estate Development, Inc.

05/15/12

Consent Order

The C12 Group, LLC

In the Matter of: The C12 Group, LLC

05/09/12

Final Order to Cease and Desist / Order of Bar

David E. Bredenberg

In the Matter of: David E. Bredenberg

05/09/12

Final Order to Cease and Desist / Order of Bar

Jiten D. Mehta

In the Matter of: Jiten D. Mehta

04/26/12

Final Order to Cease and Desist and Order of Bar

Person(s) T/A KFK-Enterprises.org and Person(s) T/A PP Alexey Klimenko

In the Matter of: Person(s) T/A KFK-Enterprises.org and Person(s) T/A PP Alexey Klimenko

04/26/12

Consent Order

Corporate Property Associates 15, Incorporated and W.P. Carey & Co., LLC and Carey Financial, LLC

In the Matter of: Corporate Property Associates 15, Incorporated and W.P. Carey & Co., LLC and Carey Financial, LLC

04/24/12

Final Order of Revocation and Bar

Ralph Edward Thomas, Jr.

In the Matter of: Ralph Edward Thomas, Jr.

04/24/12

Order to Show Cause

Efan Eric Graddy

In the Matter of: Efan Eric Graddy

04/23/12

Final Order to Cease and Desist

AIM Holdings I, LLC and Edward J. Kila

In the Matter of: AIM Holdings I, LLC and Edward J. Kila

04/20/12

Order to Show Cause

AIM Holdings I, LLC and Edward J. Kila

In the Matter of: AIM Holdings I, LLC and Edward J. Kila

04/17/12

Consent Order

D/W Financial Consultants, LLC and Benjamin Yost White

In the Matter of: D/W Financial Consultants, LLC and Benjamin Yost White

04/16/12

Consent Order

Sprouse Fitness, LLC dba Brickhouse Cardio

In the Matter of: Sprouse Fitness, LLC dba Brickhouse Cardio

03/13/12

Consent Order

Albert J. Poliak

In the Matter of: Albert J. Poliak

03/12/12

Amended Consent Order

Wells Fargo Advisors, LLC

In the Matter of: Wells Fargo Advisors, LLC

03/12/12

Summary Order to Cease and Desist and Order to Show Cause

Person(s) T/A KFK-Enterprises.org Person(s) T/A Alexey Klimenko

In the Matter of: Person(s) T/A KFK-Enterprises.org Person(s) T/A Alexey Klimenko

03/08/12

First Amended Order to Show Cause

Alonzo Bethea and
Alonzo Bethea dba Bethea Financial Services and Bethea Property Management LLC

In the Matter of: Alonzo Bethea and
Alonzo Bethea dba Bethea Financial Services and Bethea Property Management LLC

03/02/12

Order to Show Cause

Ralph Edward Thomas, Jr.

In the Matter of: Ralph Edward Thomas, Jr.

03/02/12

Order to Show Cause

The Greatest Virtual Office, LLC and Sandra Kay Johnson aka Sandra Johnson Adaralegbe

In the Matter of: The Greatest Virtual Office, LLC and Sandra Kay Johnson aka Sandra Johnson Adaralegbe

03/01/12

Consent Order

David Urovsky


In the Matter of: David Urovsky

02/22/12

Consent Order

Lango, LLC


In the Matter of: Lango, LLC

02/12/12

Consent Order

Window World, LLC


In the Matter of:Window World, LLC

01/19/12

Consent Order

RMG Rehabilitation Management Group, LP


In the Matter of: RMG Rehabilitation Management Group, LP

01/10/12

Order to Show Cause

Alonzo Bethea  and Alonzo Bethea dba Bethea Financial Services
and Bethea Property Management LLC


In the Matter of:Alonzo Bethea  and Alonzo Bethea dba Bethea Financial Services and Bethea Property Management LLC

01/09/12

Consent Order

James Peters


In the Matter of:ASM Financial Funding Corporation and Andrew S. Mackey and James Peters

 

 
 
 

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