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Maryland Securities Division Administrative Actions

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2008
Date Type of Order Subject of Order Case Name

12/23/2008

Consent Order
George Grafas

In the Matter of: George Grafas

12/23/2008

Consent Order
Joseph J. Jaso, Jr.
In the Matter of: Joseph J. Jaso, Jr.

12/18/2008

Consent Order
Lamken Enterprises, Inc. dba System4 of Washington, DC

In the Matter of: Lamken Enterprises, Inc. dba System4 of Washington, DC

12/12/2008

Consent Order
Kathy Joy Gordon

In the Matter of: Kathy Joy Gordon

12/08/2008

Order to Show Cause
Uzo O. Chima and Lumen Asset Management, LLC

In the Matter of: Uzo O. Chima and Lumen Asset Management, LLC

12/08/2008

Consent Order
Wachovia Securities, LLC

In the Matter of: Wachovia Securities, LLC

12/08/2008

Final Order to Cease and Desist and Order of Bar
Porta Office Cyber Cafe, LLC and Morgan Communications, Inc. dba Morgan Communications Media, Inc. and Donna P. McCoy and H. Pate McCoy


In the Matter of: Porta Office Cyber Cafe, LLC and Morgan Communications, Inc. dba Morgan Communications Media, Inc. and Donna P. McCoy and H. Pate McCoy

12/03/2008

Order to Show Cause
Make and Take Holding, LLC and
Michele Bellso


In the Matter of: Make and Take Holding, LLC and Michele Bellso

12/03/2008

Consent Order
Charles J. McCarthy


In the Matter of: Charles J. McCarthy

12/02/2008

Settlement Agreement in the Circuit Court for
Baltimore City


Charles J. McCarthy


In the Matter of: Melanie Senter Lubin, Securities Commissioner for the
State of Maryland v. Charles J. McCarthy

12/02/2008

Final Judgment and
Consent Order for Permanent Injunction
in the Circuit Court for Baltimore City

Charles J. McCarthy


In the Matter of: Melanie Senter Lubin, Securities Commissioner for the
State of Maryland v. Charles J. McCarthy

12/01/2008

Consent Order
Joseph R. Karsner IV and Joe Karsner & Associates, LLC


In the Matter of: Joseph R. Karsner IV, Joe Karsner &
Associates, LLC and Legacy Financial Services, Inc.

11/25/2008

Consent Order
Telkonet, Inc. and Telkonet Communication, Inc.

In the Matter of: Telkonet, Inc. and Telkonet Communication, Inc.

11/17/2008

Amended Consent Order
Hollywood Tanning Systems, Inc.

In the Matter of: Hollywood Tanning Systems, Inc.

11/17/2008

Order to Show Cause
Porta Office Cyber Cafe, LLC and Morgan Communications, Inc. dba Morgan Communications Media, Inc. and Donna P. McCoy and H. Pate McCoy
In the Matter of: Porta Office Cyber Cafe, LLC and Morgan Communications, Inc. dba Morgan Communications Media, Inc. and Donna P. McCoy and H. Pate McCoy

11/12/2008

Final Order to Cease and Desist and Order of Bar
Paris G. Mills and Credit Solution and Financial Services, Inc.
In the Matter of:Paris G. Mills and Credit Solution and Financial Services, Inc.

11/12/2008

Amended Consent Order
Tengfei, Inc.
In the Matter of:Tengfei, Inc.

11/12/2008

Consent Order
Morgan Stanley & Co., Inc. (re: George L. Divel, III)
In the Matter of: Morgan Stanley & Co., Inc. (re: George L. Divel, III)

11/06/2008

Consent Order
KH Funding Company and Robert L. Harris
In the Matter of: KH Funding Company and Robert L. Harris

10/29/2008

Consent Order
Blue Point Investment Management LLC
In the Matter of: Blue Point Investment Management LLC

10/28/2008

Final Order
Maxim Asset Management, LLC
In the Matter of: Maxim Asset Management, LLC

10/28/2008

Final Order
James D. Ritter
In the Matter of: James D. Ritter

10/24/2008

Consent Order
Earthwalk Communications Inc.
In the Matter of: Earthwalk Communications Inc.

10/16/2008

Consent Order
Marc A. Freedman
In the Matter of: Marc A. Freedman

10/16/2008

Consent Order
NetFree Direct, LLC and Charles B. Seidman
In the Matter of: NetFree Direct, LLC and Charles B. Seidman

10/03/2008

SUMMARY ORDER TO CEASE AND DESIST
AND ORDER TO SHOW CAUSE
Edward Offutt Offutt Group, LLC
Offutt Holding Company, LLC
Offutt Holding and Affiliates, LLC
Offutt Holding Company and Affiliates, LLC
In the Matter of: Edward Offutt Offutt Group, LLC Offutt Holding Company, LLC
Offutt Holding and Affiliates, LLC
Offutt Holding Company and Affiliates, LLC

10/02/2008

FINAL ORDER TO CEASE AND DESIST
AND ORDER OF BAR
Michael Korea Sheo and Equivest Company, Ltd., New Star Realty of Maryland, Inc. dba Town Realty, and Omni Financial Ellicott City, Inc.
In the Matter of: Michael Korea Sheo and Equivest Company, Ltd., New Star Realty of Maryland, Inc. dba Town Realty, and Omni Financial Ellicott City, Inc.

9/26/2008

Order to Show Cause
Paris G. Mills and Credit Solution and Financial Services
In the Matter of: Paris G. Mills and Credit Solution and Financial Services

9/23/2008

Consent Order
Tropical Smoothie Franchise Development Corporation
In the Matter of: Tropical Smoothie Franchise Development Corporation

9/22/2008

Amended Final Order
Paul E. Barnes and Paul E. Barnes dba JLR Group and Integrated Real Estate Investments Solutions, LLC also known as IREIS, LLC and Horizons Beyond Investments, LLC
In the Matter of: Paul E. Barnes and Paul E. Barnes dba JLR Group and Integrated Real Estate Investments Solutions, LLC also known as IREIS, LLC and Horizons Beyond Investments, LLC

9/05/2008

Final Order
Paul E. Barnes and Paul E. Barnes/JLR Group and Integrated Real Estate Investment Solutions, LLC/Ireis, LLC and Horizons Beyond Investments, LLC
In the Matter of: Paul E. Barnes and Paul E. Barnes/JLR Group and Integrated Real Estate Investment Solutions, LLC/Ireis, LLC and Horizons Beyond Investments, LLC

9/02/2008

Order to Show Cause
Michael Korea Sheo/Equivest Company, LTD.
In the Matter of: Michael Korea Sheo/Equivest Company, LTD.

8/26/2008

Final Order to Cease and Desist
Azuke Moesiete d/b/a www.ppmdoctors.com
In the Matter of: Azuke Moesiete d/b/a www.ppmdoctors.com

8/25/2008

Final Consent Order
Kevin T. Forrester d/b/a Forrester Financial Group
In the Matter of: Kevin T. Forrester d/b/a Forrester Financial Group

7/22/2008

Consent Order
ENERGY AUTOMATION SYSTEMS, INC.
In the Matter of: ENERGY AUTOMATION SYSTEMS, INC.

7/16/2008

First Amended Summary Order to Cease and Desist
and Order to Show Cause
TelStar Capital Resources, LLC and Alan Silverstein and David G. Bynum and Maryland Retirement Services, Inc. and Robert Mark Bynum IV and
Chipakel, LLC and Woodrow W. Guyton III
In the Matter of: TelStar Capital Resources, LLC and Alan Silverstein and David G. Bynum and Maryland Retirement Services, Inc. and Robert Mark Bynum IV and Chipakel, LLC and Woodrow W. Guyton III

7/07/2008

Order to Show Cause
Martin Angeli
In the Matter of: Martin Angeli

7/03/2008

Final Judgment and Consent Order for Permanent
Injunction
George G. O'Neal and
Kelley Development Corp. and
Kelley Building Corporation and
C.J. Kelley, LLC
In the Matter of: Melanie Senter Lubin v. George G. O'Neal and
Kelley Development Corp. and
Kelley Building Corporation and
C.J. Kelley, LLC

6/24/2008

Summary Order to Cease and Desist and Order to Show Cause
Edward James Lawson and
Automated Revenue Creation, LLC and Guaranteed Results Advertising, LLC
In the Matter of: Edward James Lawson and Automated Revenue Creation, LLC and Guaranteed Results Advertising, LLC

6/23/2008

Summary Order to Cease and Desist and Order to Show Cause
Azuke Moesiete dba www.ppmdoctors.com

In the Matter of: Azuke Moesiete dba www.ppmdoctors.com

6/21/2008

Consent Order
Allen W. Shatto and A. & L. Shatto, Inc. and The Allen & Linda Shatto Veterans Center, Inc.
In the Matter of: Allen W. Shatto and A. & L. Shatto, Inc. and The Allen & Linda Shatto Veterans Center, Inc.

6/12/2008

Final Order to Cease and Desist
Pigeon King International, Inc.
In the Matter of: Pigeon King International, Inc.

6/09/2008

Complaint
George G. O'Neal and Kelley Development Corp. and Kelley Building Corporation and C.J. Kelley, LLC
In the Matter of: Melanie Senter Lubin v. George G. O'Neal and
Kelley Development Corp. and
Kelley Building Corporation and
C.J. Kelley, LLC

6/05/2008

Final Order to Cease and Desist and Order of Bar
Delmy Y. Siguenza
In the Matter of: Delmy Y. Siguenza

6/05/2008

Consent Order
Property Management Business Solutions, LLC dba Real Property Management
In the Matter of: Property Management Business Solutions, LLC
dba Real Property Management

6/05/2008

Consent Order
Family Financial Centers, LLC
In the Matter of: Family Financial Centers, LLC

6/05/2008

Consent Order
Principal Investors Fund, Inc.
In the Matter of: Principal Investors Fund, Inc.

6/04/2008

Order to Show Cause
Marc A. Freedman
In the Matter of: Marc A. Freedman

6/03/2008

Consent Order
Da-Vi Nails International, LLC
In the Matter of: Da-Vi Nails International, LLC

5/23/2008

Consent Order
Adarsh Narayan
In the Matter of: Adarsh Narayan

5/21/2008

Consent Order
Banc of America Investment Services, Inc.
In the Matter of: Banc of America Investment Services, Inc.

5/19/2008

Consent Order
SoccerTots, Inc.
In the Matter of: SoccerTots, Inc.

5/19/2008

Order to Show Cause
Pigeon King International, Inc.
In the Matter of: Pigeon King International, Inc.

5/19/2008

Amended Summary Order to Cease and Desist and Order to Show Cause
Paul E. Barnes and Paul E. Barnes dba JLR Group and Integrated Real Estate Investment Solutions aka
IREIS, LLC and Horizons Beyond Investments, LLC
In the Matter of: Paul E. Barnes and Paul E. Barnes dba JLR Group and Integrated Real Estate Investment Solutions aka IREIS, LLC and Horizons Beyond Investments, LLC

5/12/2008

Consent Order
Suk Ku Lim
In the Matter of: Suk Ku Lim

4/22/2008

Consent Order
James Michael Grisby
In the Matter of: James Michael Grisby

4/17/2008

Consent Order
Edwin C. Hirsch
In the Matter of: Edwin C. Hirsch

4/16/2008

Final Order to Cease and Desist
Andrew H. Williams and
POS Dream Home, LLC and Metropolitan Grapevine, LLC and Laveda Whitfield
In the Matter of: Andrew H. Williams and
POS Dream Home, LLC and Metropolitan Grapevine, LLC and Laveda Whitfield

4/14/2008

Summary Order to Cease and Desist and
Order to Show Cause
Paul E. Barnes and
Integrated Real Estate Investment Solutions, LLC aka IREIS, LLC and
Horizons Beyond Investments, LLC
In the Matter of: Paul E. Barnes and
Integrated Real Estate Investment Solutions, LLC aka IREIS, LLC and
Horizons Beyond Investments, LLC

4/9/2008

Consent Order
Boardwalk Fries, Inc. and
Branded Concepts, Inc. and
David DiFerdinando
In the Matter of: Boardwalk Fries, Inc. and Branded Concepts, Inc. and David DiFerdinando

4/8/2008

Summary Order to Cease and Desist and
Order to Show Cause
Rodney International www.rodneyinternational.com
Rupert Clement Rodney Alexander M. Gittens and Paulette Chhean
In the Matter of: Rodney International www.rodneyinternational.com
Rupert Clement Rodney Alexander M. Gittens and Paulette Chhean

4/4/2008

Final Order to Cease and Desist and Order of Bar
The Greatest Vitamin in the World, LLC and Don Lapre
In the Matter of: The Greatest Vitamin in the World, LLC and Don Lapre

3/27/2008

Order to Show Cause
Delmy Y. Siguenza
In the Matter of: Delmy Y. Siguenza

3/27/2008

Final Order to Cease and Desist and Order of Bar
TC&P Trade dba High Capital and David Brook
In the Matter of: TC&P Trade dba High Capital and David Brook

3/27/2008

Consent Order
Robby J. Culbreath and Project Goshen, Inc.
In the Matter of: Robby J. Culbreath and
Project Goshen, Inc.

3/24/2008

Final Order to Cease and Desist
ASM Financial Funding Corporation and Andrew S. Mackey and James Peters
In the Matter of: ASM Financial Funding Corporation and Andrew S. Mackey and James Peters

3/17/2008

Amended Consent Order
Maui Wowi Franchising Inc.
In the Matter of: Maui Wowi Franchising Inc.

3/13/2008

Summary Order to Cease and Desist and
Order to Show Cause
TelStar Capital Resources, LLC and
Alan Silverstein and David G. Bynum
In the Matter of: TelStar Capital Resources, LLC and Alan Silverstein and David G. Bynum

3/12/2008

Summary Order to Cease and Desist and
Order to Show Cause
NetFree Direct, LLC and Charles B. Seidman In the Matter of: NetFree Direct, LLC and Charles B. Seidman

3/12/2008

Consent Order
Networking Technology, Inc.
In the Matter of: Networking Technology, Inc.

3/07/2008

Final Order to Cease and Desist
Mark Edward Phillips a/k/a Mark LeRoy Aaron and Phydea Equity Fund, LLC
In the Matter of: Mark Edward Phillips a/k/a Mark LeRoy Aaron and Phydea Equity Fund, LLC

3/05/2008

Consent Order
Mark V. Sanfilippo
In the Matter of: Mark V. Sanfilippo

2/25/2008

Summary Order to Cease and Desist and Order to Show Cause
TC&P Trade dba High Capital
and David Brook
In the Matter of: TC&P Trade dba High Capital and David Brook

2/13/2008

Final Order to Cease and Desist and Order of Bar
Alpine Petroleum, LLC and
Red Earth Resources, Inc. and
Jim Morrisett
In the Matter of: Alpine Petroleum, LLC and Red Earth Resources, Inc. and
Jim Morrisett

2/12/2008

Consent Order
Peter J. Canonico
In the Matter of: Peter J. Canonico

2/11/2008

Consent Order
PSA Equities, Inc. and
PSA Financial Advisors, Inc.
In the Matter of: PSA Equities, Inc. and PSA Financial Advisors, Inc.

2/08/2008

Consent Order
Stroller Strides, LLC
In the Matter of: Stroller Strides, LLC

1/29/2008

Consent Order for a Permanent Injunction
Nathan A. Chapman, Jr.
In the Circuit Court for Baltimore City Melanie Senter Lubin v. Nathan A. Chapman, Jr., et al.

1/29/2008

Order Dismissing Order to Show Cause
Synvest, Inc. (f/k/a Synvest R.E.I.T., Inc.) and William A. Green and River Walk Development Phase Two, LLC
In the Matter of: Synvest, Inc. (f/k/a Synvest R.E.I.T., Inc.) and William A. Green and River Walk Development Phase Two, LLC

1/22/2008

Consent Order
George A. Ruszat
In the Matter of: George A. Ruszat

1/18/2008

Final Order to Cease and Desist
Global Partners Capital and Gerard Banks and Shawn Miller
In the Matter of: Asia Pacific Energy, Inc. et al.

1/18/2008

Order to Show Cause
Alpine Petroleum LLC and Red Earth Resources, Inc.
and Jim Morrisett
In the Matter of: Alpine Petroleum LLC and Red Earth Resources, Inc. and Jim Morrisett

1/18/2008

Consent Order as to Nathan A. Chapman, Jr.
Nathan A. Chapman, Jr.
In the Matter of: Nathan A. Chapman, et al.

1/18/2008

Consent order
Mary Deitrick
In the Matter of: Mary Deitrick

1/7/2008

Consent order
David Teitelbaum
In the Matter of: David Teitelbaum

1/7/2008

Consent order
Nelva A. Bledsoe, CFP
In the Matter of: Nelva A. Bledsoe, CFP

 

 
 
 

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