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Maryland Securities Division Administrative Actions

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2007 
Date Type of Order Subject of Order Case Name

12/21/2007

Consent order
First Georgetown Securities, Inc.
In the Matter of: First Georgetown Securities, Inc.

12/19/2007

Consent order
KH Funding Company and Robert L. Harris
In the Matter of: KH Funding Company and Robert L. Harris

12/17/2007

Consent order
Asia Pacific Energy Inc. and Travis Armstrong and Global Partners Capital and Gerard Banks and Shawn Miller
In the Matter of: Asia Pacific Energy Inc. and Travis Armstrong and Global Partners Capital and Gerard Banks and Shawn Miller

12/14/2007

Consent order
Freeman Owen and Financial Sources, Inc.
In the Matter of: Freeman Owen and Financial Sources, Inc.

12/12/2007

Consent order
FCE INVESTMENTS.COM,
FIRST CASH EXPRESS, INC.
(dba FIRSTCASHEXPRESS.com),
and ALVIN A. AMBROSE
In the Matter of: FCE INVESTMENTS.COM,
FIRST CASH EXPRESS, INC.
(dba FIRSTCASHEXPRESS.com),
and ALVIN A. AMBROSE

12/03/2007

Order Granting Preliminary Injunction Freezing Assets and Appointing a Temporary Receiver
Andrew H. Williams Jr., et al.
In the Matter of: Andrew H. Williams Jr., et al.

11/30/2007

Order to Show Cause and Order of Summary Postponement Custodio Asset Management LLC In the Matter of: Custodio Asset Management LLC

11/30/2007

Order to Show Cause Thaddeus E. Akloyo
In the Matter of: Thaddeus E. Akloyo

11/21/2007

Consent Order George L. Divel, III
In the Matter of: George L. Divel, III

11/08/2007

Consent Order
Lady of America Franchise Corporation and Charles R. Cavuoto
In the Matter of:Lady of America Franchise Corporation and Charles R. Cavuoto

11/08/2007

Amended Complaint for Injunctive Relief, Freeze of Assets, and Appointment of a Receiver
Andrew H. Williams Jr., et al
In the Matter of: Andrew H. Williams Jr., et al.

10/29/2007

Order Freezing Assets of POS DH, LLC, Metropolitan Grapevine, LLC, Andrew H. Williams Jr., and Related Entities, and Appointing a Temporary Receiver Andrew H. Williams Jr., et al

In the Matter of: Andrew H. Williams Jr., et al.

10/29/2007

Consent Order Lett-us Franchise, LLC
In the Matter of: Lett-us Franchise, LLC

10/29/2007

Final Order Narrowcasting Network, Inc.
In the Matter of: Narrowcasting Network, Inc.

10/16/2007

Final Order to Cease and Desist and Order of Bar
Ardin Logistics, LLC and Joseph Carlini
In the Matter of: Ardin Logistics, LLC and Joseph Carlini

10/16/2007

Final Order to Cease and Desist and Order of Bar TAG Entertainment USA, Inc. fka TAG Entertainment, Inc. and Austin Family Entertainment, Inc. and Steve Austin Productions, LLC and Motocross Kids Limited Partnership and Fairy Tale Partners II Limited Partnership and Fairy Tale Partners III Limited Partnership and
American Black Beauty Limited Partnership and Animal Partners Limited Partnership and TAG Studios I, LLC and Supercross The Movie Limited Partnership and Steven Austin, individually and in his capacities with the other Respondents
In the Matter of: TAG Entertainment USA, Inc. fka TAG Entertainment, Inc. and Austin Family Entertainment, Inc. and Steve Austin Productions, LLC and Motocross Kids Limited Partnership and Fairy Tale Partners II Limited Partnership and Fairy Tale Partners III Limited Partnership and American Black Beauty Limited Partnership and
Animal Partners Limited Partnership and TAG Studios I, LLC and Supercross The Movie Limited Partnership and Steven Austin, individually and in his capacities with the other Respondents

10/16/2007

Order to Show Cause Mark V. Sanfilippo
In the Matter of: Mark V. Sanfilippo

10/04/2007

Consent Order Gregory K. Bowser and
Asset Management Services, Inc. and Bowser, Sanfilippo & Associates, Ltd. and
The Lifesavers Charity, Inc.
In the Matter of: Gregory K. Bowser and Asset Management Services, Inc. and Bowser, Sanfilippo & Associates, Ltd. and
The Lifesavers Charity, Inc.

09/27/2007

Opinion Williams_v_Lubin
In the Matter of: Andrew H. Williams and POS Dream Home LLC and Metropolitan Grapevine, LLC and Laveda Whitfield

09/26/2007

Final Order to Cease and Desist International Energy and Resources, Inc. and Robert Vaughn
In the Matter of: International Energy and Resources, Inc. and Robert Vaughn

09/24/2007

Consent Order Cluck-U Corp. and Simon Haddad
In the Matter of: Cluck-U Corp. and Simon Haddad

09/24/2007

Summary Order to Cease and Desist and Order to Show Cause Ardin Logistics, LLC and Joseph Carlini and Charles McCarthy and Timothy Hancock
In the Matter of: Ardin Logistics, LLC and Joseph Carlini and Charles McCarthy and Timothy Hancock

09/20/2007

Consent Order Bioelectronics Corporation
In the Matter of: Bioelectronics Corporation

09/12/2007

Consent Order Maui Wowi Franchising Inc.
In the Matter of: Maui Wowi Franchising Inc.

09/07/2007

Final Order to Cease and Desist and Order of Bar Rosewood Energy, LLC and
Clement Ejedawe aka Clement Chad
In the Matter of: Rosewood Energy, LLC and Clement Ejedawe aka Clement Chad

09/07/2007

Final Order Champion Child, Inc. dba Stretch-N-Grow
In the Matter of: Champion Child, Inc. dba Stretch-N-Grow

09/05/2007

Consent Order Bernard Simon and American High Technology Center, Inc.
and Kalimantan Mining, LLC
In the Matter of: Bernard Simon and American High Technology Center, Inc. and Kalimantan Mining, LLC

08/31/2007

Order to Show Cause Narrowcasting Network, Inc.
In the Matter of: Narrowcasting Network, Inc.

08/30/2007

Consent Order Tengfei, Inc.
In the Matter of: Tengfei, Inc.

08/24/2007

Consent Order for Permanent Injunction Daniel Baldwin, Jr.
In the Matter of: Daniel Baldwin, Jr.

08/20/2007

Consent Order Daniel Baldwin, Jr.
In the Matter of: Daniel Baldwin, Jr.

08/20/2007

Order to Show Cause George Grafas
In the Matter of: George Grafas

08/15/2007

Summary Order to Cease and Desist Andrew H. Williams and POS Dream Homem LLC and Metropolitan Grapevine, LLC and Laveda Whitfield
In the Matter of: Andrew H. Williams and POS Dream Home LLC and Metropolitan Grapevine, LLC and Laveda Whitfield

08/14/2007

Order to Show Cause Champion Child, Inc. dba Stretch-N-Grow
In the Matter of: Champion Child, Inc. dba Stretch-N-Grow

08/13/2007

Consent Order Gloria J. Askins
In the Matter of: Gloria J. Askins

08/02/2007

Final Order to Cease and Desist Universal Business Strategies, Inc. and Joseph Deihl
In the Matter of: Universal Business Strategies, Inc. and Joseph Deihl

07/30/2007

Consent Order Suntrust Investment Services, Inc.
In the Matter of: Suntrust Investment Services, Inc.

07/27/2007

Final Order to Cease and Desist
3 Hebrew Boys, LLC and Capital Consortium Group, Inc.  and Tony Pough and Tim McQueen and
Joseph Brunson and Mike Thomas
In the Matter of: 3 Hebrew Boys, LLC and Capital Consortium Group, Inc.
and Tony Pough and Tim McQueen and
Joseph Brunson and Mike Thomas

07/27/2007

Order to Show Cause ASM Financial Funding Corporation and Andrew S. Mackey
and James Peters
In the Matter of: ASM Financial Funding Corporation and Andrew S. Mackey and James Peters

07/23/2007

Consent Order Guard-A-Kid Franchising Corp
In the Matter of: Guard-A-Kid Franchising Corp

07/13/2007

Order to Show Cause International Energy and Resources, Inc. and Robert Vaughn
In the Matter of: International Energy and Resources, Inc. and Robert Vaughn

07/13/2007

Order to Show Cause TAG Entertainment USA, Inc. (f/k/a TAG Entertainment, Inc.) and Austin Family Entertainmnet, Inc. and Steve Austin Productions, LLC and Motocross Kids Limited Partnership and Fairy Tale Partners II Limited Partnership and Fairy Tale Partners III Limited Partnership and American Black Beauty Limited Partnership and Animal Partners Limited Partnership and TAG Studios I, LLC and Supercross The Movie Limited Partnership and Steven A. Austin
In the Matter of:TAG Entertainment USA, Inc. (f/k/a TAG Entertainment, Inc.) and Austin Family Entertainmnet, Inc. and Steve Austin Productions, LLC and Motocross Kids Limited Partnership and Fairy Tale Partners II Limited Partnership and Fairy Tale Partners III Limited Partnership and American Black Beauty Limited Partnership and Animal Partners Limited Partnership and TAG Studios I, LLC and Supercross The Movie Limited Partnership and Steven A. Austin

07/03/2007

Consent Order Retrofitness Corp

In the Matter of: Retrofitness Corp

07/02/2007

First Amended Order to Show Cause Mary Deitrick
In the Matter of: Mary Deitrick

07/02/2007

Order to Show Cause PSA Equities, Inc. and PSA Financial Advisors, Inc. and PSA Capital Management, Inc
In the Matter of: PSA Equities, Inc. and PSA Financial Advisors, Inc. and PSA Capital Management, Inc

06/29/2007

Order to Show Cause Synvest, Inc. (f/k/a Synvest R.E.I.T., Inc. ) and William A. Green and River Walk Development Phase Two, LLC
In the Matter of: Synvest, Inc. (f/k/a Synvest R.E.I.T., Inc. ) and William A. Green and River Walk Development Phase Two, LLC

06/28/2007

Summary Order to Cease and Desist 3 Hebrew Boys, LLC and Capital Consortium Group, Inc. and Tony Pough and Tim McQueen Joseph Brunson and Mike Thomas
In the Matter of: 3 Hebrew Boys, LLC and Capital Consortium Group, Inc. and Tony Pough and Tim McQueen Joseph Brunson and Mike Thomas

06/20/2007

Final Order to Cease and Desist and Order of Bar Winning Mortgages, LLC and Mtutuzeli Xuma
In the Matter of: Winning Mortgages, LLC and Mtutuzeli Xuma

06/05/2007

Summary Order to Cease and Desist FCEInvestments.com and
First Case Express, Inc. dba FirstCashExpress.com and
Alvin A. Ambrose
In the Matter of: FCEInvestments.com and First Case Express, Inc. dba FirstCashExpress.com and Alvin A. Ambrose

05/30/2007

Consent Order System4, LLC
In the Matter of: System4, LLC

05/24/2007

Final Order United Business Solutions, Inc.
dba UBS Group
In the Matter of:United Business Solutions, Inc. dba UBS Group

05/24/2007

Interim Consent Order Kevin T. Forrester d/b/a Forrester Financial Group
In the Matter of:Kevin T. Forrester d/b/a Forrester Financial Group

05/21/2007

Consent Order Michael James Welsh and
Welsh Financial & Accounting Services, LLC
In the Matter of: Michael James Welsh and Welsh Financial & Accounting Services, LLC

05/14/2007

Consent Order Wheel Repair Solutions International, Inc.
In the Matter of: Wheel Repair Solutions International, Inc.

05/10/2007

Consent Order Macadoo Asset Management and Timothy L. McDonough
In the Matter of: Macadoo Asset Management and Timothy L. McDonough

05/4/2007

Order to Show Cause Thomas C. Trexler and Rebel Holiday and Artemis Strategy Fund, Inc. and Artemis Vision Fund, Inc. and Artemis Global Technology Fund, Inc. and Phoenix Strategy Fund, Inc.
In the Matter of: Thomas C. Trexler and Rebel Holiday and Artemis Strategy Fund, Inc. and Artemis Vision Fund, Inc. and Artemis Global Technology Fund, Inc. and Phoenix Strategy Fund, Inc.

05/3/2007

Final Order to Cease and Desist and Order of Bar Calvin N. Baltimore, individually and in his capacities with MouseTrap Wireless, Inc.
In the Matter of: Calvin N. Baltimore, individually and in his
capacities with MouseTrap Wireless, Inc.

04/18/2007

Consent Order Banc of America Investment Services, Inc.
In the Matter of: Banc of America Investment Services, Inc.

04/17/2007

Final Order to Cease and Desist and
Order of Revocation and Bar
Norman Albert Harris
In the Matter of: Norman Albert Harris

04/03/2007

Summary Order to Cease and Desist and Order to Show Cause Winning Mortgages, LLC and Mtutuzeli Xuma
In the Matter of: Winning Mortgages, LLC and Mtutuzeli Xuma

04/03/2007

Consent Order Allegheny Investments, Ltd.
In the Matter of: Allegheny Investments, Ltd.

03/21/2007

Summary Order to Cease and Desist Asia Pacific Energy Inc. and Travis Armstrong and Global Partners Capital and Gerard Banks and Shawn Miller
In the Matter of: Asia Pacific Energy Inc. and Travis Armstrong
and Global Partners Capital and Gerard Banks and Shawn Miller

03/19/2007

Summary Order to Cease and Desist and Order to Show Cause Mission IPO, Inc. dba Clearview Ultrasound and
UIP, Inc. dba Clearview Ultrasound and Curt Dimmick
In the Matter of: Mission IPO, Inc. dba Clearview Ultrasound and
UIP, Inc. dba Clearview Ultrasound and Curt Dimmick

03/19/2007

Order to Show Cause Joseph R. Karsner, IV / Joe Karsner & Associates, LLC and Legacy Financial Services, Inc.
In the Matter of: Joseph R. Karsner, IV / Joe Karsner & Associates, LLC and Legacy Financial Services, Inc.

03/19/2007

Second Amended Order to Show Cause Allegheny Investments, Ltd.
In the Matter of: Allegheny Investments, Ltd.

03/15/2007

Order to Show Cause Robby J. Culbreath and Project Goshen, Inc.
In the Matter of: Robby J. Culbreath and Project Goshen, Inc.

03/08/2007

Order to Show Cause Norman Albert Harris
In the Matter of: Norman Albert Harris

02/23/2007

Consent Order Our Town America, a Franchising Corporation
In the Matter of: Our Town America, a Franchising Corporation

02/22/2007

Complaint John Henry Williams and his companies LaJon Corporation, LaJon Capital Management, LLC, LaJon Capital Advisors, LLC and LaJon Capital Fund, LP
In the Matter of: John Henry Williams and his companies LaJon Corporation, LaJon Capital Management, LLC, LaJon Capital Advisors, LLC and LaJon Capital Fund, LP

02/22/2007

Motion for Permanent Injunction John Henry Williams and his companies LaJon Corporation, LaJon Capital Management, LLC, LaJon Capital Advisors, LLC and LaJon Capital Fund, LP
In the Matter of: John Henry Williams and his companies LaJon Corporation, LaJon Capital Management, LLC, LaJon Capital Advisors, LLC and LaJon Capital Fund, LP

02/22/2007

Order for Permanent Injunction John Henry Williams and his companies LaJon Corporation, LaJon Capital Management, LLC, LaJon Capital Advisors, LLC and LaJon Capital Fund, LP
In the Matter of: John Henry Williams and his companies LaJon Corporation, LaJon Capital Management, LLC, LaJon Capital Advisors, LLC and LaJon Capital Fund, LP

02/22/2007

Order to Show Cause Rosewood Energey, LLC and
Clement Ejedawe, individually and in his capacities with the company
In the Matter of: Rosewood Energey, LLC and Clement Ejedawe, individually and in his capacities with the company

02/12/2007

Consent Order Damon's Restaurants Inc.
In the Matter of: Damon's Restaurants Inc.

02/06/2007

Consent Order The Greens At Wisp Limited Partnership and Spiker Brother Enterprises, Inc. and Joseph G. Spiker
In the Matter of: The Greens At Wisp Limited Partnership and Spiker Brother Enterprises, Inc. and Joseph G. Spiker

01/08/2007

 

Consent Order Washington Investment Network, Inc. and Robert Radano
In the Matter of: Washington Investment Network and Robert Radano individually and in his capacity as the principal of Washington Investment Network, Inc.

12/07/2006

Consent Order R. Robert Goldman
In the Matter of: R. Robert Goldman

01/04/2007

Consent Order Personal Benefit of Services Colorado, Inc.
In the Matter of: Personal Benefit Services of Colorado, Inc.

 

 
 
 

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