|
| Date |
Type
of Order |
Subject
of Order |
Case
Name |
12/21/2007
|
Consent
order
|
First
Georgetown Securities, Inc.
|
In
the Matter of: First
Georgetown Securities, Inc. |
12/19/2007
|
Consent
order
|
KH
Funding Company and Robert L. Harris
|
In
the Matter of: KH
Funding Company and Robert L. Harris |
12/17/2007
|
Consent
order
|
Asia
Pacific Energy Inc. and Travis Armstrong and Global Partners
Capital and Gerard Banks and Shawn Miller
|
In
the Matter of: Asia
Pacific Energy Inc. and Travis Armstrong and Global Partners Capital
and Gerard Banks and Shawn Miller |
12/14/2007
|
Consent
order
|
Freeman
Owen and Financial Sources, Inc.
|
In
the Matter of: Freeman Owen and Financial Sources, Inc. |
12/12/2007
|
Consent
order
|
FCE
INVESTMENTS.COM,
FIRST CASH EXPRESS, INC.
(dba FIRSTCASHEXPRESS.com),
and ALVIN A. AMBROSE
|
In
the Matter of: FCE
INVESTMENTS.COM,
FIRST CASH EXPRESS, INC.
(dba FIRSTCASHEXPRESS.com),
and ALVIN A. AMBROSE |
12/03/2007
|
Order
Granting Preliminary Injunction Freezing Assets and Appointing
a Temporary Receiver
|
Andrew
H. Williams Jr., et al.
|
In
the Matter of: Andrew H. Williams Jr., et al. |
11/30/2007
|
Order
to Show Cause and Order of Summary Postponement |
Custodio
Asset Management LLC |
In
the Matter of: Custodio Asset Management LLC |
11/30/2007
|
Order
to Show Cause |
Thaddeus
E. Akloyo
|
In
the Matter of: Thaddeus E. Akloyo |
11/21/2007
|
Consent
Order |
George
L. Divel, III
|
In
the Matter of: George L. Divel, III |
11/08/2007
|
Consent
Order
|
Lady
of America Franchise Corporation and Charles R. Cavuoto
|
In
the Matter of:Lady of America Franchise Corporation and Charles
R. Cavuoto |
11/08/2007
|
Amended
Complaint for Injunctive Relief, Freeze of Assets, and Appointment
of a Receiver
|
Andrew
H. Williams Jr., et al
|
In
the Matter of: Andrew H. Williams Jr., et al. |
10/29/2007
|
Order
Freezing Assets of POS DH, LLC, Metropolitan Grapevine, LLC, Andrew
H. Williams Jr., and Related Entities, and Appointing a Temporary
Receiver |
Andrew
H. Williams Jr., et al
|
In
the Matter of: Andrew H. Williams Jr., et al. |
10/29/2007
|
Consent
Order |
Lett-us
Franchise, LLC
|
In
the Matter of: Lett-us Franchise, LLC |
10/29/2007
|
Final
Order |
Narrowcasting
Network, Inc.
|
In
the Matter of: Narrowcasting Network, Inc. |
10/16/2007
|
Final
Order to Cease and Desist and Order of Bar
|
Ardin
Logistics, LLC and Joseph Carlini
|
In
the Matter of: Ardin Logistics, LLC and Joseph Carlini |
10/16/2007
|
Final
Order to Cease and Desist and Order of Bar |
TAG
Entertainment USA, Inc. fka TAG Entertainment, Inc. and Austin
Family Entertainment, Inc. and Steve Austin Productions, LLC
and Motocross Kids Limited Partnership and Fairy Tale Partners
II Limited Partnership and Fairy Tale Partners III Limited Partnership
and
American Black Beauty Limited Partnership and Animal Partners Limited Partnership
and TAG Studios I, LLC and Supercross The Movie Limited Partnership and Steven
Austin, individually and in his capacities with the other Respondents
|
In
the Matter of: TAG Entertainment USA, Inc. fka TAG Entertainment,
Inc. and Austin Family Entertainment, Inc. and Steve Austin Productions,
LLC and Motocross Kids Limited Partnership and Fairy Tale Partners
II Limited Partnership and Fairy Tale Partners III Limited Partnership
and American Black Beauty Limited Partnership and
Animal Partners Limited Partnership and TAG Studios I, LLC and Supercross
The Movie Limited Partnership and Steven Austin, individually and in his
capacities with the other Respondents |
10/16/2007
|
Order
to Show Cause |
Mark
V. Sanfilippo
|
In
the Matter of: Mark V. Sanfilippo |
10/04/2007
|
Consent
Order |
Gregory
K. Bowser and
Asset Management Services, Inc. and Bowser, Sanfilippo & Associates, Ltd.
and
The Lifesavers Charity, Inc.
|
In
the Matter of: Gregory
K. Bowser and Asset Management Services, Inc. and Bowser, Sanfilippo & Associates,
Ltd.
and
The Lifesavers Charity, Inc. |
09/27/2007
|
Opinion |
Williams_v_Lubin
|
In
the Matter of: Andrew H. Williams and POS Dream Home LLC and Metropolitan
Grapevine, LLC and Laveda Whitfield |
09/26/2007
|
Final
Order to Cease and Desist |
International
Energy and Resources, Inc. and Robert Vaughn
|
In
the Matter of: International Energy and Resources, Inc. and Robert
Vaughn |
09/24/2007
|
Consent
Order |
Cluck-U
Corp. and Simon Haddad
|
In
the Matter of: Cluck-U Corp. and Simon Haddad |
09/24/2007
|
Summary
Order to Cease and Desist and Order to Show Cause |
Ardin
Logistics, LLC and Joseph Carlini and Charles McCarthy and Timothy
Hancock
|
In
the Matter of: Ardin Logistics, LLC and Joseph Carlini and Charles
McCarthy and Timothy Hancock |
09/20/2007
|
Consent
Order |
Bioelectronics
Corporation
|
In
the Matter of: Bioelectronics Corporation |
09/12/2007
|
Consent
Order |
Maui
Wowi Franchising Inc.
|
In
the Matter of: Maui Wowi Franchising Inc. |
09/07/2007
|
Final
Order to Cease and Desist and Order of Bar |
Rosewood
Energy, LLC and
Clement Ejedawe aka Clement Chad
|
In
the Matter of: Rosewood Energy, LLC and Clement Ejedawe aka Clement
Chad |
09/07/2007
|
Final
Order |
Champion
Child, Inc. dba Stretch-N-Grow
|
In
the Matter of: Champion Child, Inc. dba Stretch-N-Grow |
09/05/2007
|
Consent
Order |
Bernard
Simon and American High Technology Center, Inc.
and Kalimantan Mining, LLC
|
In
the Matter of: Bernard Simon and American High Technology Center,
Inc. and Kalimantan Mining, LLC |
08/31/2007
|
Order
to Show Cause |
Narrowcasting
Network, Inc.
|
In
the Matter of: Narrowcasting Network, Inc. |
08/30/2007
|
Consent
Order |
Tengfei,
Inc.
|
In
the Matter of: Tengfei, Inc. |
08/24/2007
|
Consent
Order for Permanent Injunction |
Daniel
Baldwin, Jr.
|
In
the Matter of: Daniel Baldwin, Jr. |
08/20/2007
|
Consent
Order |
Daniel
Baldwin, Jr.
|
In
the Matter of: Daniel Baldwin, Jr. |
08/20/2007
|
Order
to Show Cause |
George
Grafas
|
In
the Matter of: George Grafas |
08/15/2007 |
Summary Order to Cease and Desist |
Andrew H. Williams and POS Dream Homem LLC and Metropolitan Grapevine, LLC and Laveda Whitfield
|
In
the Matter of: Andrew H. Williams and POS Dream Home LLC and
Metropolitan Grapevine, LLC and Laveda Whitfield |
08/14/2007
|
Order
to Show Cause |
Champion
Child, Inc. dba Stretch-N-Grow
|
In
the Matter of: Champion Child, Inc. dba Stretch-N-Grow |
08/13/2007 |
Consent
Order |
Gloria J. Askins
|
In
the Matter of: Gloria J. Askins |
08/02/2007 |
Final Order to Cease and Desist |
Universal Business Strategies, Inc. and Joseph Deihl
|
In
the Matter of: Universal Business Strategies, Inc. and Joseph Deihl |
07/30/2007
|
Consent
Order |
Suntrust
Investment Services, Inc.
|
In
the Matter of: Suntrust Investment Services, Inc. |
07/27/2007
|
Final
Order to Cease and Desist
|
3
Hebrew Boys, LLC and Capital Consortium Group, Inc. and Tony
Pough and Tim McQueen and
Joseph Brunson and Mike Thomas
|
In
the Matter of: 3 Hebrew Boys, LLC and Capital Consortium Group,
Inc.
and Tony Pough and Tim McQueen and
Joseph Brunson and Mike Thomas |
07/27/2007 |
Order to Show Cause |
ASM Financial Funding Corporation and Andrew S. Mackey
and James Peters
|
In
the Matter of: ASM Financial Funding Corporation and Andrew S. Mackey and James Peters |
07/23/2007 |
Consent
Order |
Guard-A-Kid
Franchising Corp
|
In
the Matter of: Guard-A-Kid Franchising Corp |
07/13/2007 |
Order
to Show Cause |
International
Energy and Resources, Inc. and Robert Vaughn
|
In
the Matter of: International Energy and Resources, Inc. and Robert
Vaughn |
07/13/2007 |
Order
to Show Cause |
TAG
Entertainment USA, Inc. (f/k/a TAG Entertainment, Inc.) and Austin
Family Entertainmnet, Inc. and Steve Austin Productions, LLC
and Motocross Kids Limited Partnership and Fairy Tale Partners
II Limited Partnership and Fairy Tale Partners III Limited Partnership
and American Black Beauty Limited Partnership and Animal Partners
Limited Partnership and TAG Studios I, LLC and Supercross The
Movie Limited Partnership and Steven A. Austin
|
In
the Matter of:TAG Entertainment
USA, Inc. (f/k/a TAG Entertainment, Inc.) and Austin Family Entertainmnet,
Inc. and Steve Austin Productions, LLC and Motocross Kids Limited
Partnership and Fairy Tale Partners II Limited Partnership and
Fairy Tale Partners III Limited Partnership and American Black
Beauty Limited Partnership and Animal Partners Limited Partnership
and TAG Studios I, LLC and Supercross The Movie Limited Partnership
and Steven A. Austin |
07/03/2007 |
Consent
Order |
Retrofitness
Corp
|
In
the Matter of: Retrofitness Corp
|
07/02/2007 |
First
Amended Order to Show Cause |
Mary
Deitrick
|
In
the Matter of: Mary Deitrick |
07/02/2007 |
Order
to Show Cause |
PSA
Equities, Inc. and PSA Financial Advisors, Inc. and PSA Capital
Management, Inc
|
In
the Matter of: PSA Equities, Inc. and PSA Financial Advisors,
Inc. and PSA Capital Management, Inc |
06/29/2007 |
Order
to Show Cause |
Synvest,
Inc. (f/k/a Synvest R.E.I.T., Inc. ) and William A. Green and River
Walk Development Phase Two, LLC
|
In
the Matter of: Synvest, Inc. (f/k/a Synvest R.E.I.T., Inc. )
and William A. Green and River Walk Development Phase Two, LLC |
06/28/2007 |
Summary
Order to Cease and Desist |
3
Hebrew Boys, LLC and Capital Consortium Group, Inc. and Tony
Pough and Tim McQueen Joseph Brunson and Mike Thomas
|
In
the Matter of: 3 Hebrew Boys,
LLC and Capital Consortium Group, Inc. and Tony Pough and Tim McQueen
Joseph Brunson and Mike Thomas |
06/20/2007 |
Final
Order to Cease and Desist and Order of Bar |
Winning
Mortgages, LLC and Mtutuzeli Xuma
|
In
the Matter of: Winning
Mortgages, LLC and Mtutuzeli Xuma |
06/05/2007 |
Summary
Order to Cease and Desist |
FCEInvestments.com
and
First Case Express, Inc. dba FirstCashExpress.com and
Alvin A. Ambrose
|
In
the Matter of: FCEInvestments.com and First Case Express, Inc.
dba FirstCashExpress.com and Alvin A. Ambrose |
05/30/2007 |
Consent
Order |
System4,
LLC
|
In
the Matter of: System4, LLC |
05/24/2007 |
Final
Order |
United
Business Solutions, Inc.
dba UBS Group
|
In
the Matter of:United Business Solutions, Inc. dba UBS Group |
05/24/2007 |
Interim
Consent Order |
Kevin
T. Forrester d/b/a Forrester Financial Group
|
In
the Matter of:Kevin T. Forrester d/b/a Forrester Financial Group |
05/21/2007 |
Consent
Order |
Michael
James Welsh and
Welsh Financial & Accounting Services, LLC
|
In
the Matter of: Michael James Welsh and Welsh Financial & Accounting
Services, LLC |
05/14/2007 |
Consent
Order |
Wheel
Repair Solutions International, Inc.
|
In
the Matter of: Wheel Repair Solutions International, Inc. |
05/10/2007 |
Consent
Order |
Macadoo
Asset Management and Timothy L. McDonough
|
In
the Matter of: Macadoo Asset Management and Timothy L. McDonough |
05/4/2007 |
Order
to Show Cause |
Thomas
C. Trexler and Rebel Holiday and Artemis Strategy Fund, Inc.
and Artemis Vision Fund, Inc. and Artemis Global Technology Fund,
Inc. and Phoenix Strategy Fund, Inc.
|
In
the Matter of: Thomas C.
Trexler and Rebel Holiday and Artemis Strategy Fund, Inc. and Artemis
Vision Fund, Inc. and Artemis Global Technology Fund, Inc. and
Phoenix Strategy Fund, Inc. |
05/3/2007 |
Final
Order to Cease and Desist and Order of Bar |
Calvin
N. Baltimore, individually and in his capacities
with MouseTrap Wireless, Inc.
|
In
the Matter of: Calvin N. Baltimore, individually and in his
capacities with MouseTrap Wireless, Inc. |
04/18/2007 |
Consent
Order |
Banc
of America Investment Services, Inc.
|
In
the Matter of: Banc of America Investment Services, Inc. |
04/17/2007 |
Final
Order to Cease and Desist and
Order of Revocation and Bar |
Norman
Albert Harris
|
In
the Matter of: Norman Albert Harris |
04/03/2007 |
Summary
Order to Cease and Desist and Order to Show Cause |
Winning
Mortgages, LLC and Mtutuzeli Xuma
|
In
the Matter of: Winning Mortgages, LLC and Mtutuzeli Xuma |
04/03/2007 |
Consent
Order |
Allegheny
Investments, Ltd.
|
In
the Matter of: Allegheny Investments, Ltd. |
03/21/2007 |
Summary
Order to Cease and Desist |
Asia
Pacific Energy Inc. and Travis Armstrong and Global Partners Capital
and Gerard Banks and Shawn Miller
|
In
the Matter of: Asia Pacific Energy Inc. and Travis Armstrong
and Global Partners Capital and Gerard Banks and Shawn Miller |
03/19/2007 |
Summary
Order to Cease and Desist and Order to Show Cause |
Mission
IPO, Inc. dba Clearview Ultrasound and
UIP, Inc. dba Clearview Ultrasound and Curt Dimmick
|
In
the Matter of: Mission IPO, Inc. dba Clearview Ultrasound and
UIP, Inc. dba Clearview Ultrasound and Curt Dimmick |
03/19/2007 |
Order
to Show Cause |
Joseph
R. Karsner, IV / Joe Karsner & Associates, LLC and Legacy
Financial Services, Inc.
|
In
the Matter of: Joseph R. Karsner, IV / Joe Karsner & Associates,
LLC and Legacy Financial Services, Inc. |
03/19/2007 |
Second
Amended Order to Show Cause |
Allegheny
Investments, Ltd.
|
In
the Matter of: Allegheny Investments, Ltd. |
03/15/2007 |
Order
to Show Cause |
Robby
J. Culbreath and Project Goshen, Inc.
|
In
the Matter of: Robby J. Culbreath and Project Goshen, Inc. |
03/08/2007 |
Order
to Show Cause |
Norman
Albert Harris
|
In
the Matter of: Norman Albert Harris |
02/23/2007 |
Consent
Order |
Our
Town America, a Franchising Corporation
|
In
the Matter of: Our Town America, a Franchising Corporation |
02/22/2007 |
Complaint |
John
Henry Williams and his companies LaJon Corporation, LaJon Capital
Management, LLC, LaJon Capital Advisors, LLC and LaJon Capital
Fund, LP
|
In
the Matter of: John Henry Williams and his companies LaJon Corporation,
LaJon Capital Management, LLC, LaJon Capital Advisors, LLC and
LaJon Capital Fund, LP |
02/22/2007 |
Motion
for Permanent Injunction |
John
Henry Williams and his companies LaJon Corporation, LaJon Capital
Management, LLC, LaJon Capital Advisors, LLC and LaJon Capital
Fund, LP
|
In
the Matter of: John Henry Williams and his companies LaJon Corporation,
LaJon Capital Management, LLC, LaJon Capital Advisors, LLC and
LaJon Capital Fund, LP |
02/22/2007 |
Order
for Permanent Injunction |
John
Henry Williams and his companies LaJon Corporation, LaJon Capital
Management, LLC, LaJon Capital Advisors, LLC and LaJon Capital
Fund, LP
|
In
the Matter of: John Henry Williams and his companies LaJon Corporation,
LaJon Capital Management, LLC, LaJon Capital Advisors, LLC and
LaJon Capital Fund, LP |
02/22/2007 |
Order
to Show Cause |
Rosewood
Energey, LLC and
Clement Ejedawe, individually and in his capacities with the company
|
In
the Matter of: Rosewood Energey, LLC and Clement Ejedawe, individually
and in his capacities with the company |
02/12/2007 |
Consent
Order |
Damon's
Restaurants Inc.
|
In
the Matter of: Damon's Restaurants Inc. |
02/06/2007 |
Consent
Order |
The
Greens At Wisp Limited Partnership and Spiker Brother Enterprises,
Inc. and Joseph G. Spiker
|
In
the Matter of: The Greens At Wisp Limited Partnership and Spiker
Brother Enterprises, Inc. and Joseph G. Spiker |
01/08/2007
|
Consent
Order |
Washington
Investment Network, Inc. and Robert Radano
|
In
the Matter of: Washington Investment Network and Robert Radano
individually and in his capacity as the principal of Washington
Investment Network, Inc. |
12/07/2006
|
Consent
Order |
R.
Robert Goldman
|
In
the Matter of: R. Robert Goldman |
01/04/2007 |
Consent
Order |
Personal
Benefit of Services Colorado, Inc.
|
In
the Matter of: Personal Benefit Services of Colorado, Inc. |
