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Maryland Securities Division Administrative Actions

201420132012  • 2011  • 2010  • 2009  •  2008  •  2007  •  2006  •  2005  •  2004 

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2004
Date Type of Order Subject of Order Case Name
12/24/04 Order of Summary Postponement and
Order to Show Cause
Dustin T. Brooks dba Timeless Portfolio Solutions, Inc. In the Matter of: Dustin T. Brooks dba Timeless Portfolio Solutions, Inc.
12/22/04 Order of Summary Postponement and
Order to Show Cause
Kel Tonner dba W.H. Stuart & Associates In the Matter of: Kel Tonner dba W.H. Stuart & Associates
12/16/04 Consent Order J. Patrick Bryan In the Matter of: Viatical Capital, Inc. and Viatical Funding, Inc. and Viatical Funding, LLC. and C. Douglas York and Robert Coyne and Life Investment Funding Enterprises, Inc. and J. Patrick Bryan
12/10/04 Final Order to Cease and Desist and Order of Bar Mavis Luata Joseph Keane aka (Mae S. Moore, Dr. Mae S. Moore, Mae Stein, Mae L. Elliott, Mae Kane, May Kaine, Mavis Joseph Ware, Mavis Joseph, Mavis Luata Elliott, Mavis Luata Elliott Joseph) and The MSM Group In the Matter of Mavis Luata Joseph Keane aka (Mae S. Moore, Dr. Mae S. Moore, Mae Stein, Mae L. Elliott, Mae Kane, May Kaine, Mavis Joseph Ware, Mavis Joseph, Mavis Luata Elliott, Mavis Luata Elliott Joseph) and The MSM Group
12/10/04 Consent Order Jon S. Landau In the Matter of L.H. Ross & Co., Inc., and Jon S. Landau
11/30/04 Final Order to Cease and Desist and Order of Bar
Isaac Sofair

In the Matter of Isaac Sofair
11/30/04 Final Order to Cease and Desist and Order of Bar
Richard Bonte

In the Matter of Lawstar, Inc. and
Mark Cave and Milo Zlokovich and
Richard Bonte

11/29/04 Consent Order Wolverine Energy, LLC and
Wolverine Energy 1998-1999(A) Development Company, LLC
and George H. Arbaugh, Jr.


In the Matter of Wolverine Energy, LLC and Wolverine Energy 1998-1999(A) Development Company, LLC
and George H. Arbaugh, Jr.
11/29/04 Consent Order Lawstar, Inc. and Mark Cave
In the Matter of Lawstar, Inc. and Mark Cave and Milo Zlokovich and Richard Bonte
11/16/04 Final Order of Bar Wayne E. Jackson
In the Matter of Wayne E. Jackson
11/10/04 Order to Show Cause J.T. Corbin, Inc. and T & W Consultants, LLC and
Jeffery K. Trilling and Gregory Welch

In the Matter of J.T. Corbin, Inc. and T & W Consultants, LLC and
Jeffery K. Trilling and Gregory Welch

11/9/04 Consent Order Christopher R. Head
In the Matter of Christopher R. Head
11/8/04 Order to Show Cause Van on Stage, LLC and Van Whitfield
In the Matter of Van on Stage, LLC and Van Whitfield, individually and in his capacities with the company
11/4/04 Consent Order Jean Marc Anthony DeFague In the Matter of Jean Marc Anthony DeFague
11/1/04 Final Order to Cease and Desist/Order of Bar Martin J. Beeson dba Mid-Atlantic Estate Planning In the Matter of Martin J. Beeson dba Mid-Atlantic Estate Planning
10/29/04 Final Order to Cease and Desist Sterling Advance Marketing, Inc. dba Event Media, Inc.
and Frank J. Picciolo
and Barbara Alexis Blassingame
In the Matter of Sterling Advance Marketing, Inc. dba Event Media, Inc.
and Frank J. Picciolo
and Barbara Alexis Blassingame
10/19/04 Order to Show Cause Wayne E. Jackson In the Matter of Wayne E. Jackson
10/13/04 Order to Show Cause Bruce E. Fleming, Jr. In the Matter of Bruce E. Fleming, Jr.
10/13/04 Consent Order Euclid Systems Corporation In the Matter of Euclid Systems Corporation
10/12/04 Order to Show Cause L.H. Ross & Company, Inc. and Jon S. Landau
In the Matter of L.H. Ross & Company, Inc. and Jon S. Landau
09/24/04 Order to Show Cause Sterling Advance Marketing, Inc. dba Event Media, Inc. and
Frank J. Picciolo and
Barbara Alexis Blassingame
In the Matter of Sterling Advance Marketing, Inc. dba Event Media, Inc. and
Frank J. Picciolo and
Barbara Alexis Blassingame
09/22/04 Final Order to Cease and Desist Ocean International Marketing BV and Churchill Associates, Ltd dba Seed International, Ltd. and Sean Stockdale and Denver Anderson In the Matter of Ocean International Marketing BV and Churchill Associates, Ltd dba Seed International, Ltd. and Sean Stockdale and Denver Anderson
09/20/04 Final Order to Cease and Desist and Order of Bar Jennifer L. Connelly and Jack A. Marble In the Matter of Jennifer L. Connelly and Jack A. Marble
09/14/04 Final Order to Cease and Desist and Order of Bar
EFox.net and Joseph R. Preston
In the Matter of: EFox.net, Inc. and Joseph R. Preston
and Carl N. Duncan
09/09/04 Order Granting Waiver of Disqualification Provisions Merrill Lynch, Pierce, Fenner & Smith Incorporated In the Matter of Merrill Lynch, Pierce, Fenner & Smith Incorporated
09/09/04 Order to Show Cause Martin J. Beeson dba Mid-Atlantic Estate Planning, Inc. In the Matter of Martin J. Beeson dba Mid-Atlantic Estate Planning, Inc.
09/08/04 Consent Order Giles Enterprises, Inc dba Chester Fried In the Matter of Giles Enterprises, Inc dba Chester Fried
09/07/04 Consent Order Advanced Composites Technology, LLC ; Advanced Coatings
Technology, LLC and Kevin A. Heronimus
In the Matter of Advanced Composites Technology, LLC ; Advanced Coatings
Technology, LLC and Kevin A. Heronimus
08/27/04 Order to Show Cause Jennifer L. Connelly and Jack A. Marble In the Matter of Jennifer L. Connelly and Jack A. Marble
08/20/04 Summary Order to Cease and Desist Ocean International Marketing BV; Churchill Associates, Ltd. dba Seed International, Ltd.; Sean Stockdale; and Denver Anderson In the Matter of Ocean International Marketing BV; Churchill Associates, Ltd. dba Seed International, Ltd.; Sean Stockdale; and Denver Anderson
07/29/04 Order to Show Cause EFox.Net, Inc. and Joseph R. Preston In the Matter of EFox.Net, Inc. and Joseph R. Preston and Carl N. Duncan
07/23/04 Consent Order Paul F. Offenbacher In the Matter of Paul F. Offenbacher
07/20/04 Order to Show Cause Mary Deitrick In the Matter of Mary Deitrick
07/15/04 Consent Order HD Brouse & Co., Inc. In the Matter of Activeworlds.com, Inc., and HD Brouse & Co., Inc.
07/12/04 Final Order to Cease and Desist R. William Whitney and Nations Trust First Initiatives In the Matter of R. William Whitney and Nations Trust First Initiatives
07/02/04 Final Order Thomas Scott Greeves dba Windsor Asset Management and Thomas Scott Greeves In the Matter of Thomas Scott Greeves dba Windsor Asset Management and Thomas Scott Greeves
06/24/04 Consent Order Robert J. Brown In the Matter of Edwin C. Hirsch, et al.
06/17/04 Final Order to Cease and Desist AOV: Wi Fi and Joh Thurston Hites In the Matter of AOV: Wi Fi and John Thurston Hites

 

 
 
 

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