|
| Date |
Type
of Order |
Subject
of Order |
Case
Name |
| 12/24/04 |
Order
of Summary Postponement and
Order to Show Cause |
Dustin
T. Brooks dba Timeless Portfolio Solutions, Inc. |
In
the Matter of: Dustin T. Brooks dba Timeless Portfolio Solutions,
Inc. |
| 12/22/04 |
Order
of Summary Postponement and
Order to Show Cause |
Kel
Tonner dba W.H. Stuart & Associates |
In
the Matter of: Kel Tonner dba W.H. Stuart & Associates |
| 12/16/04 |
Consent Order |
J. Patrick Bryan |
In
the Matter of: Viatical Capital, Inc. and Viatical Funding, Inc.
and Viatical Funding, LLC. and C. Douglas York and Robert Coyne
and Life Investment Funding Enterprises, Inc. and J. Patrick Bryan |
| 12/10/04 |
Final Order to Cease and Desist and Order of Bar |
Mavis
Luata Joseph Keane aka (Mae S. Moore, Dr. Mae S. Moore, Mae Stein,
Mae L. Elliott, Mae Kane, May Kaine, Mavis Joseph Ware, Mavis Joseph,
Mavis Luata Elliott, Mavis Luata Elliott Joseph) and The MSM Group |
In
the Matter of Mavis
Luata Joseph Keane aka (Mae S. Moore, Dr. Mae S. Moore, Mae Stein,
Mae L. Elliott, Mae Kane, May Kaine, Mavis Joseph Ware, Mavis Joseph,
Mavis Luata Elliott, Mavis Luata Elliott Joseph) and The MSM Group |
| 12/10/04 |
Consent
Order |
Jon
S. Landau |
In
the Matter of L.H. Ross & Co., Inc., and Jon S. Landau |
| 11/30/04 |
Final Order to Cease and Desist and Order of Bar
|
Isaac
Sofair
|
In
the Matter of Isaac Sofair
|
| 11/30/04 |
Final Order to Cease and Desist and Order of Bar
|
Richard
Bonte
|
In
the Matter of Lawstar, Inc. and
Mark Cave and Milo Zlokovich and
Richard Bonte
|
| 11/29/04 |
Consent
Order |
Wolverine
Energy, LLC and
Wolverine Energy 1998-1999(A) Development Company, LLC
and George H. Arbaugh, Jr.
|
In
the Matter of Wolverine Energy, LLC and Wolverine Energy 1998-1999(A)
Development Company, LLC
and George H. Arbaugh, Jr.
|
| 11/29/04 |
Consent
Order |
Lawstar,
Inc. and Mark Cave
|
In
the Matter of Lawstar, Inc. and Mark Cave and Milo Zlokovich
and Richard Bonte
|
| 11/16/04 |
Final
Order of Bar |
Wayne
E. Jackson
|
In
the Matter of Wayne E. Jackson |
| 11/10/04 |
Order
to Show Cause |
J.T.
Corbin, Inc. and T & W Consultants, LLC and
Jeffery K. Trilling and Gregory Welch
|
In
the Matter of J.T. Corbin, Inc. and T & W Consultants, LLC
and
Jeffery K. Trilling and Gregory Welch
|
| 11/9/04 |
Consent
Order |
Christopher
R. Head
|
In
the Matter of Christopher R. Head |
| 11/8/04 |
Order to Show Cause |
Van on Stage, LLC and Van Whitfield
|
In
the Matter of Van on Stage, LLC and Van Whitfield, individually
and in his capacities with the company |
| 11/4/04 |
Consent
Order |
Jean
Marc Anthony DeFague |
In
the Matter of Jean
Marc Anthony DeFague |
| 11/1/04 |
Final
Order to Cease and Desist/Order of Bar |
Martin
J. Beeson dba Mid-Atlantic Estate Planning |
In
the Matter of Martin J. Beeson dba Mid-Atlantic Estate Planning |
| 10/29/04 |
Final
Order to Cease and Desist |
Sterling
Advance Marketing, Inc. dba Event Media, Inc.
and Frank J. Picciolo
and Barbara Alexis Blassingame |
In
the Matter of Sterling Advance Marketing, Inc. dba Event Media,
Inc.
and Frank J. Picciolo
and Barbara Alexis Blassingame |
| 10/19/04 |
Order
to Show Cause |
Wayne
E. Jackson |
In
the Matter of Wayne E. Jackson |
| 10/13/04 |
Order
to Show Cause |
Bruce E. Fleming, Jr. |
In the Matter of Bruce E. Fleming, Jr. |
| 10/13/04 |
Consent
Order |
Euclid
Systems Corporation |
In
the Matter of Euclid
Systems Corporation |
| 10/12/04 |
Order
to Show Cause |
L.H.
Ross & Company, Inc. and
Jon S. Landau
|
In
the Matter of L.H. Ross & Company, Inc. and
Jon S. Landau |
| 09/24/04 |
Order
to Show Cause |
Sterling
Advance Marketing, Inc. dba Event Media, Inc. and
Frank J. Picciolo and
Barbara Alexis Blassingame |
In
the Matter of Sterling Advance Marketing, Inc. dba Event Media,
Inc. and
Frank J. Picciolo and
Barbara Alexis Blassingame |
| 09/22/04 |
Final
Order to Cease and Desist |
Ocean
International Marketing BV and Churchill Associates, Ltd dba
Seed International, Ltd. and Sean Stockdale and Denver Anderson |
In
the Matter of Ocean
International Marketing BV and Churchill Associates, Ltd dba
Seed International, Ltd. and Sean Stockdale and Denver Anderson |
| 09/20/04 |
Final
Order to Cease and Desist and Order of Bar |
Jennifer
L. Connelly and Jack A. Marble |
In
the Matter of Jennifer L. Connelly and Jack A. Marble |
| 09/14/04 |
Final Order to Cease and Desist and Order of Bar
|
EFox.net
and Joseph R. Preston
|
In the Matter of: EFox.net, Inc. and Joseph R. Preston
and Carl N. Duncan |
| 09/09/04 |
Order
Granting Waiver of Disqualification Provisions |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated |
In
the Matter of Merrill
Lynch, Pierce, Fenner & Smith Incorporated |
| 09/09/04 |
Order to Show Cause |
Martin J. Beeson dba Mid-Atlantic Estate Planning,
Inc. |
In
the Matter of Martin J. Beeson dba Mid-Atlantic Estate Planning,
Inc. |
| 09/08/04 |
Consent
Order |
Giles
Enterprises, Inc dba Chester Fried |
In
the Matter of Giles Enterprises, Inc dba Chester Fried |
| 09/07/04 |
Consent
Order |
Advanced
Composites Technology, LLC ; Advanced Coatings
Technology, LLC and Kevin A. Heronimus |
In
the Matter of Advanced Composites Technology, LLC ; Advanced Coatings
Technology, LLC and Kevin A. Heronimus |
| 08/27/04 |
Order
to Show Cause |
Jennifer L. Connelly and Jack A. Marble |
In the Matter of Jennifer L. Connelly and Jack A.
Marble |
| 08/20/04 |
Summary
Order to Cease and Desist |
Ocean
International Marketing BV; Churchill Associates, Ltd. dba Seed
International, Ltd.; Sean Stockdale; and Denver Anderson |
In
the Matter of Ocean
International Marketing BV; Churchill Associates, Ltd. dba Seed
International, Ltd.; Sean Stockdale; and Denver Anderson |
| 07/29/04 |
Order
to Show Cause |
EFox.Net,
Inc. and Joseph R. Preston |
In
the Matter of EFox.Net, Inc. and Joseph R. Preston and Carl N.
Duncan |
| 07/23/04 |
Consent
Order |
Paul
F. Offenbacher |
In
the Matter of Paul F. Offenbacher |
| 07/20/04 |
Order
to Show Cause |
Mary Deitrick |
In the Matter of Mary Deitrick |
| 07/15/04 |
Consent Order |
HD Brouse & Co., Inc. |
In
the Matter of Activeworlds.com, Inc., and HD Brouse & Co., Inc. |
| 07/12/04 |
Final
Order to Cease and Desist |
R. William Whitney and Nations Trust First Initiatives |
In the Matter of R. William Whitney and Nations Trust
First Initiatives |
| 07/02/04 |
Final
Order |
Thomas
Scott Greeves dba Windsor Asset Management and Thomas Scott Greeves |
In
the Matter of Thomas Scott Greeves dba Windsor Asset Management
and Thomas Scott Greeves |
| 06/24/04 |
Consent
Order |
Robert
J. Brown |
In
the Matter of Edwin C. Hirsch, et al. |
| 06/17/04 |
Final Order to Cease and Desist |
AOV: Wi Fi and Joh Thurston Hites |
In the Matter of AOV: Wi Fi and John Thurston Hites |
