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Maryland Securities Division Administrative Actions

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2015
Date Type of Order Subject of Order Case Name

02/12/2015

Consent Order

Matrix Private Equities, Inc.

In the Matter of: Matrix Private Equities, Inc.

02/03/2015

Order to Show Cause

Timothy J. Collins d/b/a Retro Wall Street Advisors and Collins Capital Advisors, LLC and Clarus Capital Partners, LLC and Tangletrade Management, LLC

In the Matter of:Timothy J. Collins d/b/a Retro Wall Street Advisors and Collins Capital Advisors, LLC and Clarus Capital Partners, LLC and Tangletrade Management, LLC

01/29/2015

Consent Order

Caffebene, Inc.

In the Matter of: Caffebene, Inc.

01/27/2015

Consent Order

OneClick Cleaners, Inc.

In the Matter of: OneClick Cleaners, Inc.

01/23/2015

Consent Order

RBC Capital Markets LLC

In the Matter of: RBC Capital Markets LLC

 

 
 
 

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