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Maryland Securities Division Administrative Actions

2014 • 2013 2012  • 2011  • 2010  • 2009  •  2008  •  2007  •  2006  •  2005  •  2004 

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2014
Date Type of Order Subject of Order Case Name

10/27/2014

Consent Order

Red Roof Franchising, LLC

In the Matter of: Red Roof Franchising, LLC

10/27/2014

Consent Order

911 Restoration Franchise, Inc.

In the Matter of: 911 Restoration Franchise, Inc.

10/22/2014

Final Order to Cease and Desist

EBN Marketing, LLC, a.k.a. Executive Business Network and Ben Rivera, a.k.a. Benny Rivers

In the Matter of: EBN Marketing, LLC, a.k.a. Executive Business Network and Ben Rivera, a.k.a. Benny Rivers

10/16/2014

Order to Show Cause

Dream Marketing and SEO, Inc. and Michael Dies

In the Matter of: Dream Marketing and SEO, Inc. and Michael Dies

09/19/2014

Final Order to Cease and Desist

Won Sik Yoon, a.k.a. Julian Yoon

In the Matter of: Won Sik Yoon, a.k.a. Julian Yoon

09/18/2014

Final Order to Cease and Desist

Brian Lynn Grey, d/b/a EM Business Connections, and MP Executive

In the Matter of: Brian Lynn Grey, d/b/a EM Business Connections, and MP Executive

09/10/2014

Order to Show Cause

Brandon James Head

In the Matter of: Brandon James Head

09/04/2014

Order to Show Cause

Henry Millward Fisher, Jr.

In the Matter of: Henry Millward Fisher, Jr.

08/14/2014

Consent Order

EM Business  Connections

In the Matter of: EM Business  Connections

07/02/2014

Consent Order

Gerald R. Veydt

In the Matter of: Gerald R. Veydt

06/19/2014

Order to Show Cause

EBN Marketing, LLC, a.k.a. Executive Business Network And Ben Rivera, a.k.a. Benny Rivers

In the Matter of: EBN Marketing, LLC, a.k.a. Executive Business Network And Ben Rivera, a.k.a. Benny Rivers

06/11/2014

Final Order to Cease and Desist

Adnan Khan

In the Matter of: Adnan Khan

05/19/2014

Final Order to Cease and Desist

Russell Davidson

In the Matter of: Russell Davidson

04/01/2014

Consent Order

Jose Carrio, Dennis Karasik and Carrio, Karasik & Associates, LLP

In the Matter of: Jose Carrio, Dennis Karasik and Carrio, Karasik & Associates, LLP

03/27/2014

Consent Order

Coy Capital Management

In the Matter of: Coy Capital Management

03/21/2014

Consent Order

SteeleSoft-Management, LLC, SteeleSoft, Inc., 3S/RealServ, Inc., Real Easi Direct LLC, Offer Rings Direct, LLC, Real Easi, LLC, OfferRings, LLC,, iAuto Mortgage Corp, and Scott Ransome Steele

In the Matter of: SteeleSoft-Management, LLC, SteeleSoft, Inc., 3S/RealServ, Inc., Real Easi Direct LLC, Offer Rings Direct, LLC, Real Easi, LLC, OfferRings, LLC,, iAuto Mortgage Corp, and Scott Ransome Steele

03/04/2014

Consent Order

Lester Rovell Raeford dba Jet Finance and Marketing Group aka "JFMG"

In the Matter of: Lester Rovell Raeford dba Jet Finance and Marketing Group aka "JFMG"

02/28/2014

Consent Order

Deak Reynolds Company and Edward K. Reynolds

In the Matter of: Deak Reynolds Company and Edward K. Reynolds

02/28/2014

Consent Order

Seasons Pizza Franchisor, Inc.

In the Matter of: Seasons Pizza Franchisor, Inc.

02/21/2014

Order to Show Cause

Won Sik Yoon aka Julian Yoon

In the Matter of: Won Sik Yoon aka Julian Yoon

02/19/2014

Final Order

Edward James Lawson and Automated Revenue Creation and Guaranteed Results Advertising LLC

In the Matter of: Edward James Lawson and Automated Revenue Creation and Guaranteed Results Advertising LLC

02/12/2014

Order of Denial of Investment Adviser Registration

Coy Capital Management

In the Matter of: Coy Capital Management

02/12/2014

Consent Order

Urban Bar-B-Que Company and David J. Calkins.

In the Matter of: Urban Bar-B-Que Company and David J. Calkins

02/05/2014

Interim Order

James Robert Glover and James R. Glover Inc. and Tidewater Strategic Ventures, Inc.

In the Matter of: James Robert Glover and James R. Glover Inc. and Tidewater Strategic Ventures, Inc.

02/05/2014

Consent Order

Steven Sarigianis

In the Matter of: Steven Sarigianis

02/03/2014

Summary Order to Cease and Desist and Order to Show Cause



Adnan Khan

In the Matter of: Adnan Khan

01/30/2014

Order to Show Cause

Russell Davidson

In the Matter of: Russell Davidson

01/14/2014

Final Order

Abigail Trinity-Davies d/b/a Trinity Temporaries and Business Services

In the Matter of:Abigail Trinity-Davies d/b/a Trinity Temporaries and Business Services

01/08/2014

Order to Show Cause

Joseph R. Butler, CRD#2447535

In the Matter of:Joseph R. Butler, CRD#2447535

01/08/2014

Order Vacating Order to Show Cause

Bankcard Empire, et al.

In the Matter of:Bankcard Empire, et al.

 

 
 
 

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