05/15/12

Consent Order

The C12 Group, LLC

05/09/12

Final Order to Cease and Desist / Order of Bar

David E. Bredenberg

05/09/12

Final Order to Cease and Desist / Order of Bar

Jiten D. Mehta

04/26/12

Final Order to Cease and Desist and Order of Bar

Person(s) T/A KFK-Enterprises.org and Person(s) T/A PP Alexey Klimenko

04/26/12

Consent Order

Corporate Property Associates 15, Incorporated and W.P. Carey & Co., LLC and Carey Financial, LLC

04/24/12

Final Order of Revocation and Bar

Ralph Edward Thomas, Jr.

04/24/12

Order to Show Cause

Efan Eric Graddy

04/23/12

Final Order to Cease and Desist

AIM Holdings I, LLC and Edward J. Kila

04/20/12

Order to Show Cause

AIM Holdings I, LLC and Edward J. Kila

04/16/12

Consent Order

Sprouse Fitness, LLC dba Brickhouse Cardio

03/13/12

Consent Order

Albert J. Poliak

03/12/12

Amended Consent Order

Wells Fargo Advisors, LLC

03/12/12

Summary Order to Cease and Desist and Order to Show Cause

Person(s) T/A KFK-Enterprises.org Person(s) T/A Alexey Klimenko

03/08/12

First Amended Order to Show Cause

Alonzo Bethea and
Alonzo Bethea dba Bethea Financial Services and Bethea Property Management LLC

03/02/12

Order to Show Cause

Ralph Edward Thomas, Jr.

03/02/12

Order to Show Cause

The Greatest Virtual Office, LLC and Sandra Kay Johnson aka Sandra Johnson Adaralegbe

03/01/12

Consent Order

David Urovsky

02/22/12

Consent Order

Lango, LLC

02/12/12

Consent Order

Window World, LLC

01/19/12

Consent Order

RMG Rehabilitation Management Group, LP

01/10/12

Order to Show Cause

Alonzo Bethea  and Alonzo Bethea dba Bethea Financial Services
and Bethea Property Management LLC